Rodney K. Vincent
770 North Cotner Blvd, Suite 403
Lincoln, Nebraska 68505
(402) 467-4282

Rodney K. Vincent

Rod Vincent, a former Regional Counsel for the Securities and Exchange Commission, has over 45 years successful experience as a trial attorney before Federal and State Courts, arbitration panels, and securities regulatory agencies. Rod is the author of articles on securities fraud and is a recognized expert in the areas of market manipulation, securities fraud, and securities compliance matters.

Rod Vincent has a national securities law practice emphasizing the representation of parties in arbitrations actions, broker/dealer and investment advisor compliance, and representing parties before regulatory agencies.

During his career Rod Vincent has served as Regional Counsel of the Denver Regional Office of the Securities and Exchange Commission (“Commission”), and as branch chief and trial attorney with the Commission’s Division of Enforcement. While employed by the Commission he supervised and/or litigated complex market manipulation and securities fraud cases. Also while employed by the Commission, was Rod Vincent was assigned as a Special Assistant U.S. Attorney and/or an assisting attorney for criminal referrals to the Department of Justice and various U.S. Attorney’s Offices. He also led federal, state and NASD securities fraud task forces seeking out violations of federal and state securities law.